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Securities Tradeing-related Service Fees
| Brokerage Commission |
0.25% to 0.5% of transaction amount, Min . HK$100 |
| Stamp Duty |
0.1% of transaction amount, round up to dollars |
| Transaction Levy |
0.003% of transaction amount |
| Trading Fee |
0.005% of transaction amount |
| CCASS Fee |
0.002% of transaction amount, Min. HK$2.00, Max. HK$100.00 |
Receipt & Delivery Service Charges
| Physical scrip deposit and withdrawal |
| Deposit |
HK$5.00 per board lot (Min. HK $30.00) |
| Withdrawal |
Transfer deed stamp duty,HK $5.00 per transfer deed. |
| Through Central Clearing and Settlement System (CCASS) |
Receipt (SI)
|
Waived |
| Withdrawal (SI) |
CCASS Fee 0.002% of transaction value (Min. HK$2.00, Max.HK$100.00)
Handling Fee,HK$70.00 per stock |
| Withdrawal through Investor Participant (ISI) |
HK $1.00 per instruction |
Nominee Service & Corporate Action Charges
| Collection of cash and scrip dividend |
Service Charges,0.12% of dividend amount (Max. HK $10,000 per stock)
CCASS Scrip Fees,HK $1.50 per board lot
Handling fees,0.5% of dividend amount,(Min. HK$20.00, Max. HK $200.00) |
| Collection of bonus issue |
Handling Fees,HK $20.00 per stock
CCASS scrip fees,HK $1.50 per board lot |
| Corporate Action |
Service Charges,HK $0.80 per board lot,(Max. HK $10,000.00)
Handling Fees,HK $100.00 per transaction |
| Cash Offer |
Handling Fess,HK $100.00 per transaction |
| Collection Fee of dividend claim |
CCASS Charges,HK $200.00 per uncollected claim
Handling Fees,HK $200.00 per uncollected claim |
| Registration Fees |
Withdrawal scrip fee,HK $2.50 per board lot/ scrip
Stamp Duty,HK $5.00 per transfer deed
Handling Fees, HK $100.00 per transaction |
Account Maintenance
| Custody Fee |
Waived |
CCASS Stock Segregated Account with Statement
(This service is provided to Nominees clients only ) |
Handling Fees,HK $60.00 monthly charges per account |
| Dormant Account (no transaction within 6 months continuously) |
HK $100.00 per semi-annum |
Retrieve documents from banks to certify unknown deposit
|
Service: Based on the actual cost incurred, Min. HK $50.00 |
Equity balance confirmation
|
HK $200.00 per account |
Re-issue statement
|
Within latest past 3 month, HK $10.00 per instruction
Within past 2 years, HK $20.00 per re-printed page
Over past 2 years, HK $50.00 per re-printed page |
Real Time Quotation
| Vendor |
Hong Kong or International User (monthly fee) |
P.R.China User (monthly fee) |
| 2 Go Trade |
$350 |
$240 |
| ET Net |
$350 |
$240 |
| Qianlong |
$280 |
$180 |
Financing & Other Charges
| IPO Application with Nominees Service |
HK $100.00 Handling Charges per application |
Bounced Cheque
|
HK $200.00 Handling Charges |
Stop Payment by Cheque
|
HK $150.00 Handling Charges |
Rejection on Physical Stock Deposit
|
HK $50.00 per stock |
Overdue Interest Charge on Cash Account
|
(Prime Rate + 6.5%) * Outstanding Amount * # days on overdue period / 365 |
HKD as transfer currency
|
HK $100.00(T/T under Chinese Character will charge additional HK $200.00 as Handling Fee) |
| Other currency as transfer currency |
HK $200.00 (T/T under Chinese Character will charge additional HK $200.00 as Handling Fee) |
Transfer funds to oversea bank with Telegraphic Transfer *
|
Remittance currency is same as the currency of receiving country:HK $200.00
Remittance currency is different with the currency of receiving country:HK $300.00
(T/T under Chinese Character will charge additional HK $200.00 as Handling Fee) |
*Telegraphic Transfer to P. R. China must be in Chinese Character
An extra handling fee HK $500.00 will be charged if the instruction is received (provided that signature is correct or can be verified on phone if necessary) later than 5:00pm of the day before the effective date.
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